Secondary transfer + actions
Keep SG post-issuance transfers, entitlement locks, and corporate-action close governed against the authoritative register and appointed servicing principals.
Overview
SG post-issuance transfers, entitlement locks, and corporate actions stay controlled across registrar decisioning, holder-of-record treatment, and post-event release.
Use when an SG post-issuance transfer or entitlement event must be held through a record-date window, approved by registrar controls, and released after close.
Route coverage
- Transfer requests, freezes, releases, and forced moves on one SG servicing lane
- Record-date lock, entitlement ownership, and deferred-release handling
- Registrar, trustee, token-control, and paying-agent closeout evidence
Infrastructure
- Authoritative register and token-control boundaries stay explicit
- Eligibility, restriction-state, entitlement, and notice evidence stay on one spine
- Paying-agent confirmation and post-event transfer release stay linked at close
Lifecycle stages
| Stage | Flow steps | Notes |
|---|---|---|
| Secondary Scope | Capture the requested transfer or action, affected holdings, and proposed holder change; Pull the authoritative holder-register snapshot and the linked entitlement timetable; Assemble the authority basis, record-date memo, and servicing packet; Route the case to registrar, trustee, and token-control principals | StableNexus assembles the servicing packet; the appointed register remains the legal record. |
| Control Decision | Run eligibility, screening, restriction-state, and entitlement checks; Set the holder-of-record rule and any deferred-release condition; Route registrar and trustee approvals with a full exception trail; Publish the control decision and downstream execution handoff | Registrar-side approval, exception ownership, and release conditions stay with appointed principals. |
| Action Close | Confirm the holder-of-record close, entitlement ledger, and paying-agent result; Reconcile the final registry update and post-event transfer release; Archive investor notices, final register evidence, and close records; Publish the final reconciliation bundle with zero open breaks | Payout execution and final holder-of-record confirmation stay with appointed servicing principals. |
Setup reference
| Field | Explanation |
|---|---|
| Action size | Sets the position size affected by the event. Determines the values shown in the action, transfer, and close records. |
| Action context | Sets the post-issuance context for the event. Controls which control path applies before close. |
| Holder perimeter | Sets which holder perimeter the event operates inside. Controls who can send, receive, or be affected. |
| Live-position model | Supports more than one holding model. Controls how ownership and rights are checked. |
| Closing event | Supports more than one closing path. Controls how the event is closed. |